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On Demand
Compliance Consultation

Our On-Demand Compliance Consultation Service is designed to provide immediate, professional support whenever you encounter compliance-related questions during your business operations. We understand that firms face unique challenges and require expert guidance tailored to their specific needs.

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With our service, you can reach out to us anytime for a consultation, ensuring you receive timely advice without the burden of a monthly subscription fee. We charge a one-off fee per consultation, offering you the flexibility to seek assistance as needed.​

HOW IT WORKS

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01. Initial Contact

Getting started is simple. Just drop us a message detailing your compliance issue. To ensure your issues are addressed swiftly, we strive to reply within one hour during office hours.

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04. Immediate Solutions

For more generic questions, we aim to provide immediate solutions that offer a clear and straightforward direction for you to follow. 

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02. Quick Assessment

After receiving your message, we will immediately assess the consultation time needed for your inquiry and suggest the package that suits you best.

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05. Supporting Documents

If your inquiry requires a deeper understanding of your business , we may request additional supporting documents, such as your existing policies and procedures. 

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03. In-Depth Understanding

We often ask follow-up questions to gain a thorough understanding of the situation. The more information you provide, the better we can advise you.

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Business Consultation

06. Comprehensive Analysis

Once we have all the necessary information, we will analyze your situation and deliver comprehensive advice with the relevant rules or references to ensure clarity asap!

​​CLIENTS COVERAGE

  • Type 1, 2, 3, 4, 5, 6, 7, 8, 9 and 10 SFC licence holders

  • Virtual Asset Operators

  • Asset Management

  • Virtual Asset Funds

  • Hedge Funds

  • Private Equity Funds

  • Wealth Management

  • Corporate Finance

  • Broker-Dealers

© 2024 by Compliance Alpha Limited
All Rights Reserved

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