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4 Key Takeaways from the New SFC Regulatory Circular and Their Solutions
In the evolving landscape of asset management, regulatory bodies play a crucial role in ensuring that asset managers operate with...
Oct 14, 20243 min read


New Type 13 License Effective by SFC
With the development of financial markets, the Securities and Futures Commission (SFC) of Hong Kong has officially announced that the...
Oct 1, 20242 min read


Regulatory Milestones: Hong Kong's Path to Becoming a Crypto Hub
Hong Kong is making significant strides in establishing a robust regulatory framework for cryptocurrencies, positioning itself as a...
Oct 1, 20243 min read


SFC Strengthens Financial Resilience: New Circular Enhances FRR Compliance for Licensed Corporations
On July 3, 2024, the Securities and Futures Commission (SFC) published a circular outlining its expectations for licensed corporations...
Jul 5, 20242 min read

Frequent Fund Management Irregularities: The SFC Strikes Back—Three Major Cases Exposing Industry Risks
In the current landscape where most financial institutions in Hong Kong are struggling, which companies will the Securities and Futures...
Jun 7, 20243 min read
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