Licensing

We specialize in assisting clients with corporate license applications under the Securities and Futures Commission (SFC) regime. In addition to new license applications, we also provide license uplift services, which involve removing license conditions or expanding your business scope to include services such as virtual asset-related offerings.
 

SERVICES

• Assess Qualifications: Evaluate the experience and qualifications of your Responsible Officers and other key employees to ensure they meet regulatory standards.

• Information Collation: Collect all required information from you and your staff to streamline the application process.

• Capital Adequacy: Assist with capital planning to ensure your firm meets financial requirements.

• Business Plans: Help prepare comprehensive business plans required for submission to regulators, tailored to your specific business model.

• Regulatory Liaison: Liaise with local regulators to coordinate meetings and facilitate effective communication.

• Application Preparation: Prepare and submit corporate license applications for your business, handling all additional inquiries from regulators on your behalf.

• Compliance Documentation: Prepare critical compliance documents, including compliance manuals, risk management frameworks, and operational procedures to support your regulatory obligations.

• Ongoing Support: Once your firm has obtained its licenses, our support continues. We provide ongoing assistance to help you maintain your regulatory obligations, ensuring your business remains compliant and well-prepared for any regulatory changes.